Compliance

Regulatory Status

StrikeCapitalProp operates in compliance with applicable financial regulations and industry standards. While we are not a registered investment advisor or broker-dealer, we maintain the highest standards of transparency and ethical conduct.

Know Your Customer (KYC) Policy

KYC Procedures

We implement comprehensive KYC procedures to verify customer identity and prevent fraudulent activities:

• Identity Verification: Government-issued photo ID and proof of address
• Source of Funds: Documentation of legitimate income sources
• Risk Assessment: Evaluation of customer profile and trading experience
• Enhanced Due Diligence: For high-risk customers or transactions

Document Requirements

Acceptable identification documents include:

• Passport or national ID card
• Driver's license
• Utility bills or bank statements (less than 3 months old)
• Tax documents or pay stubs

Anti-Money Laundering (AML) Policy

AML Measures

Our AML program includes:

• Transaction monitoring for suspicious activities
• Suspicious Activity Reports (SAR) filing when required
• Enhanced scrutiny of high-risk jurisdictions
• PEP (Politically Exposed Persons) screening
• Sanctions screening against global lists

Risk-Based Approach

We employ a risk-based approach to AML compliance, focusing resources on higher-risk customers and transactions while maintaining efficiency for low-risk scenarios.

Data Protection & Privacy

GDPR Compliance

We are committed to GDPR compliance for EU customers:

• Lawful basis for processing personal data
• Data minimization and purpose limitation
• Data subject rights (access, rectification, erasure)
• Data breach notification procedures
• Data Protection Impact Assessments

Data Security

Technical and organizational measures include:

• 256-bit SSL encryption
• Multi-factor authentication
• Regular security audits
• Access controls and monitoring
• Data backup and disaster recovery

Trading Compliance

Fair Trading Practices

We ensure fair and transparent trading conditions:

• No dealer intervention in customer trades
• Competitive spreads and execution
• Transparent fee structure
• Clear trading rules and restrictions
• Fair dispute resolution procedures

Market Abuse Prevention

We prohibit market manipulation and abusive practices:

• Layering and spoofing
• Front-running
• Insider trading
• Market distortion activities

Reporting Requirements

Regulatory Reporting

We comply with all applicable reporting requirements:

• Currency Transaction Reports (CTR)
• Suspicious Activity Reports (SAR)
• Foreign Account Tax Compliance Act (FATCA)
• Common Reporting Standard (CRS)

Record Keeping

We maintain comprehensive records as required by law:

• Customer identification records (5 years)
• Transaction records (5 years)
• SAR and investigation records (5 years)
• Training records (5 years)

Customer Protection

Funds Segregation

Client funds are segregated from company funds and held in separate accounts at regulated financial institutions.

Insurance Coverage

We maintain appropriate insurance coverage to protect against operational risks and potential liabilities.

Complaint Handling

Customer complaints are handled promptly and fairly through our established dispute resolution procedures.

Training & Awareness

Staff Training

All employees receive regular training on:

• AML and KYC procedures
• Data protection and privacy
• Regulatory compliance requirements
• Ethical conduct and professional standards

Independent Testing

Our compliance program is independently tested and audited annually to ensure effectiveness.

Geographic Restrictions

Due to regulatory requirements, we cannot provide services to residents of certain countries. Please check our eligibility requirements before registering.

Compliance Officer

Our dedicated Compliance Officer oversees all compliance activities and serves as the primary point of contact for regulatory matters.

Report Suspicious Activity

If you suspect any suspicious activity or potential violations, please report it immediately to our Compliance team. We take all reports seriously and investigate them promptly.